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Question # 46

What is the main purpose of T+2 settlement?

Options:

A.

To allow investors time to secure financing for trades

B.

To reduce systemic risk and ensure prompt settlement

C.

To give broker-dealers flexibility in completing trades

D.

To align settlement with government bond practices

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Series 99 License Overview

Name Series 99 License
Code Series 99 License
Vendor Finance, Insurance and Real Est
Certification Financial Industry Regulatory Authority (FINRA)

Series 99 License Questions