Challenge Your Exam Readiness With Our Free Series 9/10 License Practice Questions

Question # 54

A testimonial used in advertising must disclose:

Options:

A.

That past performance does not guarantee future results

B.

Client account details

C.

FINRA approval date

D.

Specific commissions earned

Viewing question 54 out of 63 questions
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Series 9/10 License Overview

Name Series 9/10 License
Code Series 9/10 License
Vendor Finance, Insurance and Real Est
Certification Financial Industry Regulatory Authority (FINRA)

Series 9/10 License Questions