Question # 45

A rep trades ahead of a block order. This is:

Options:

A.

Churning

B.

Manning Rule violation

C.

Insider trading

D.

Breakpoint violation

Viewing question 45 out of 63 questions
Industry research shows that students who utilize Series 9/10 License practice tests are significantly more likely to pass exam.


Our free Series 9/10 License practice questions act as a diagnostic tool to give you a clear snapshot of your Series 9/10 License readiness. Discover which topics are your strengths and, more importantly, which critical topics require your immediate attention.