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Question # 35

If customer financial information changes materially, the options account must be:

Options:

A.

Closed immediately

B.

Updated and reapproved

C.

Left unchanged

D.

Reported to FINRA

Viewing question 35 out of 63 questions
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Series 9/10 License Overview

Name Series 9/10 License
Code Series 9/10 License
Vendor Finance, Insurance and Real Est
Certification Financial Industry Regulatory Authority (FINRA)

Series 9/10 License Questions