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Question # 21

An options account without a signed agreement after 15 days may:

Options:

A.

Only execute closing transactions

B.

Be unrestricted

C.

Be closed immediately

D.

Require FINRA approval

Viewing question 21 out of 63 questions
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Series 9/10 License Overview

Name Series 9/10 License
Code Series 9/10 License
Vendor Finance, Insurance and Real Est
Certification Financial Industry Regulatory Authority (FINRA)

Series 9/10 License Questions