Challenge Your Exam Readiness With Our Free Series 7 License Practice Questions

Question # 64

Under FINRA rules, the annual limit on non-cash gifts from a rep to a client is:

Options:

A.

$25

B.

$50

C.

$100

D.

Unlimited if disclosed

Viewing question 64 out of 68 questions
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Series 7 License Overview

Name Series 7 License
Code Series 7 License
Vendor Finance, Insurance and Real Est
Certification Financial Industry Regulatory Authority (FINRA)

Series 7 License Questions