Free Series 7 License Practice Test Questions

Question # 6

Which statement is TRUE under FINRA advertising rules?

Options:

Testimonials must disclose compensation.

Guarantees of future performance are allowed.

Retail communications do not require record retention.

Risk disclosures may be omitted if the product is safe.

Viewing question 6 out of 68 questions

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Series 7 License Overview

Name	Series 7 License
Code	Series 7 License
Vendor	Finance, Insurance and Real Est
Certification	Financial Industry Regulatory Authority (FINRA)

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