Challenge Your Exam Readiness With Our Free Series 7 License Practice Questions

Question # 58

Which statement is TRUE under FINRA Rule 2210?

Options:

A.

Retail communications must be fair and balanced.

B.

Future performance guarantees are allowed.

C.

Testimonials require no disclosures.

D.

Record retention is not required.

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Series 7 License Overview

Name Series 7 License
Code Series 7 License
Vendor Finance, Insurance and Real Est
Certification Financial Industry Regulatory Authority (FINRA)

Series 7 License Questions