Challenge Your Exam Readiness With Our Free Series 7 License Practice Questions

Question # 48

A rep makes a public appearance on TV. What is required under FINRA rules?

Options:

A.

Principal pre-approval of script

B.

Pre-approval by FINRA

C.

Supervision and training by the firm

D.

No requirements since it is live

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Series 7 License Overview

Name Series 7 License
Code Series 7 License
Vendor Finance, Insurance and Real Est
Certification Financial Industry Regulatory Authority (FINRA)

Series 7 License Questions