Free Series 7 License Practice Test Questions

Question # 39

Which qualifies as retail communication?

Options:

A letter to 10 clients

An email to 40 retail customers

A memo sent only to institutional investors

A live unscripted interview

Viewing question 39 out of 68 questions

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Series 7 License Overview

Name	Series 7 License
Code	Series 7 License
Vendor	Finance, Insurance and Real Est
Certification	Financial Industry Regulatory Authority (FINRA)

Series 7 License Questions

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