Challenge Your Exam Readiness With Our Free Series 7 License Practice Questions

Question # 15

Which is TRUE about FINRA’s advertising standards?

Options:

A.

Communications must be fair, balanced, and not misleading.

B.

Future performance may be guaranteed if disclosure is included.

C.

Testimonials require no disclosures.

D.

Retail communications require no recordkeeping.

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Series 7 License Overview

Name Series 7 License
Code Series 7 License
Vendor Finance, Insurance and Real Est
Certification Financial Industry Regulatory Authority (FINRA)

Series 7 License Questions