Challenge Your Exam Readiness With Our Free Series 65 License Practice Questions
Question # 39
Which of the following actions requires registration as an investment adviser under the Uniform Securities Act?
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Series 65 License Overview
| Name | Series 65 License |
| Code | Series 65 License |
| Vendor | Finance, Insurance and Real Est |
| Certification | Financial Industry Regulatory Authority (FINRA) |
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