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Question # 32

Which of the following MOST accurately describes an exchange-traded note (ETN)?

Options:

A.

Equity ownership in pooled securities

B.

Senior unsecured debt linked to an index

C.

Pass-through of mortgage principal and interest

D.

Fund investing in both stocks and bonds

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Series 65 License Overview

Name Series 65 License
Code Series 65 License
Vendor Finance, Insurance and Real Est
Certification Financial Industry Regulatory Authority (FINRA)

Series 65 License Questions