Challenge Your Exam Readiness With Our Free Series 65 License Practice Questions

Question # 10

Which of the following MOST distinguishes an ETF from a mutual fund?

Options:

A.

ETFs can be traded intraday on exchanges

B.

ETFs are never index-based

C.

Mutual funds are exempt from registration

D.

ETFs guarantee NAV stability

Viewing question 10 out of 71 questions
Industry research shows that students who utilize Series 65 License practice tests are significantly more likely to pass exam.


Our free Series 65 License practice questions act as a diagnostic tool to give you a clear snapshot of your Series 65 License readiness. Discover which topics are your strengths and, more importantly, which critical topics require your immediate attention.

Go to Series 65 License Exam Main Page

Series 65 License Overview

Name Series 65 License
Code Series 65 License
Vendor Finance, Insurance and Real Est
Certification Financial Industry Regulatory Authority (FINRA)

Series 65 License Questions