Challenge Your Exam Readiness With Our Free Series 63 License Practice Questions

Question # 67

Which of the following activities does NOT require adviser registration?

Options:

A.

Offering personalized financial plans for compensation

B.

Providing impersonal economic commentary in a newspaper column

C.

Managing client assets for a percentage of AUM

D.

Soliciting advisory clients for a fee

Viewing question 67 out of 69 questions
Industry research shows that students who utilize Series 63 License practice tests are significantly more likely to pass exam.


Our free Series 63 License practice questions act as a diagnostic tool to give you a clear snapshot of your Series 63 License readiness. Discover which topics are your strengths and, more importantly, which critical topics require your immediate attention.

Go to Series 63 License Exam Main Page

Series 63 License Overview

Name Series 63 License
Code Series 63 License
Vendor Finance, Insurance and Real Est
Certification Financial Industry Regulatory Authority (FINRA)

Series 63 License Questions