Question # 55

Which individual is NOT an IAR?

Options:

A.

Portfolio manager advising clients

B.

Partner supervising advisory activities

C.

Clerical staff filing documents

D.

Solicitor receiving referral fees

Viewing question 55 out of 69 questions
Industry research shows that students who utilize Series 63 License practice tests are significantly more likely to pass exam.


Our free Series 63 License practice questions act as a diagnostic tool to give you a clear snapshot of your Series 63 License readiness. Discover which topics are your strengths and, more importantly, which critical topics require your immediate attention.