Free Series 6 License Practice Test Questions

Question # 69

Which of the following is considered correspondence under FINRA rules?

Options:

Email to 15 retail customers in 30 days

A website advertisement

A newsletter sent to 40 retail clients

A presentation to institutional investors

Viewing question 69 out of 69 questions

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Series 6 License Overview

Name	Series 6 License
Code	Series 6 License
Vendor	Finance, Insurance and Real Est
Certification	Financial Industry Regulatory Authority (FINRA)

Series 6 License Questions

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