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Question # 58

Which of the following best defines “cold calling” under FINRA rules?

Options:

A.

Contacting only existing clients with new product offerings

B.

Calling prospects without prior consent

C.

Contacting customers who are already on the do-not-call list

D.

Advertising on social media platforms

Viewing question 58 out of 69 questions
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Series 6 License Overview

Name Series 6 License
Code Series 6 License
Vendor Finance, Insurance and Real Est
Certification Financial Industry Regulatory Authority (FINRA)

Series 6 License Questions