Challenge Your Exam Readiness With Our Free Series 6 License Practice Questions

Question # 45

Which of the following requires pre-use approval by a registered principal?

Options:

A.

Correspondence to 10 customers

B.

Social media post visible to retail investors

C.

Memo to employees

D.

Presentation to institutional investors

Viewing question 45 out of 69 questions
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Series 6 License Overview

Name Series 6 License
Code Series 6 License
Vendor Finance, Insurance and Real Est
Certification Financial Industry Regulatory Authority (FINRA)

Series 6 License Questions