Challenge Your Exam Readiness With Our Free Series 6 License Practice Questions

Question # 21

When verifying the identity of a new customer under the USA PATRIOT Act, which of the following is not required?

Options:

A.

Procedures for verifying identity

B.

Recordkeeping of verification steps

C.

Notification to the customer that identity must be verified

D.

A credit report

Viewing question 21 out of 69 questions
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Series 6 License Overview

Name Series 6 License
Code Series 6 License
Vendor Finance, Insurance and Real Est
Certification Financial Industry Regulatory Authority (FINRA)

Series 6 License Questions