Challenge Your Exam Readiness With Our Free Series 3 License Practice Questions

Question # 2

An FCM must provide customers with:

Options:

A.

Prospectus

B.

Risk Disclosure Statement

C.

SEC Rule 10b-5 filing

D.

FINRA research report

Viewing question 2 out of 69 questions
Industry research shows that students who utilize Series 3 License practice tests are significantly more likely to pass exam.


Our free Series 3 License practice questions act as a diagnostic tool to give you a clear snapshot of your Series 3 License readiness. Discover which topics are your strengths and, more importantly, which critical topics require your immediate attention.

Go to Series 3 License Exam Main Page

Series 3 License Overview

Name Series 3 License
Code Series 3 License
Vendor Finance, Insurance and Real Est
Certification Financial Industry Regulatory Authority (FINRA)

Series 3 License Questions