Challenge Your Exam Readiness With Our Free Series 24 License Practice Questions

Question # 68

If a principal discovers that a registered rep has not completed Firm Element CE, what action is required?

Options:

A.

Suspend the rep from securities activity until completed

B.

File Form U5

C.

Notify FINRA immediately

D.

Extend the deadline by 30 days

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Series 24 License Overview

Name Series 24 License
Code Series 24 License
Vendor Finance, Insurance and Real Est
Certification Financial Industry Regulatory Authority (FINRA)

Series 24 License Questions