Challenge Your Exam Readiness With Our Free FINRA Series Practice Questions

Question # 5

A representative suggests mutual fund switching repeatedly without benefit to the customer. This is considered:

Options:

A.

A suitable strategy

B.

Churning

C.

Breakpoint selling

D.

Arbitrage

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FINRA Series Overview

Name FINRA Series
Code FINRA Series
Vendor Finance, Insurance and Real Est
Certification Financial Industry Regulatory Authority (FINRA)

FINRA Series Questions