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Question # 11

Which of the following complies with FINRA’s gift rules?

Options:

A.

$75 holiday basket

B.

$200 dinner

C.

$500 golf trip

D.

$150 cash

Viewing question 11 out of 68 questions
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FINRA Series Overview

Name FINRA Series
Code FINRA Series
Vendor Finance, Insurance and Real Est
Certification Financial Industry Regulatory Authority (FINRA)

FINRA Series Questions