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Question # 63

If a CFP® professional is disciplined by FINRA, what must they do under CFP Board rules?

Options:

A.

Nothing, unless clients complain

B.

Report to CFP Board within 30 days

C.

Wait for renewal period to disclose

D.

Only disclose if requested

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CFP Overview

Name Financial Planner (CFP)
Code CFP
Vendor Finance, Insurance and Real Est
Certification Certified Financial Planner Board of Standards Inc. (CFP Board)

CFP Questions